Our Services

Risk Management

K&J Advisory help resolve complex risk and regulatory challenges by balancing sound solutions with practical, commercial solutions. Our comprehensive suite of expert solutions covers every aspect of our client’s governance, risk, compliance and regulatory needs.

Our risk management services include:

  • Creating a risk governance framework
  • Reviewing risk culture and conduct
  • Undertaking risk assessment and risk reviews
  • Advising on risk behaviours, remuneration and accountability
  • Advising on corporate governance and consequence management

Financial Services Regulations

The financial services industry is one of the most highly regulated industries with increasing compliance and regulatory requirements. The industry is undergoing scrutiny and change with increasing debate on topics such as industry structure, reputation, standards of governance, management of risk and compliance, customer care, conduct and culture.

Our multi-disciplinary team of consultants help our clients to navigate critical industry and regulatory changes, reviews and the laws affecting them. Our specialists have a deep understanding of complex issues for clients in this sector, and advise clients on managing the risks and addressing their regulatory obligations.

We help our clients address issues pertaining to:

  • Governance and Risk Management
  • Culture and Conduct
  • Accountability and Consequence Management
  • Emerging and non-financial risk
  • Changes in regulation and legislation

Regulatory Compliance

K&J’s regulatory compliance team assists clients by tracking important regulatory changes in Asia Pacific and ensuring that their compliance teams are continuously kept up to date. At the same time, we provide services that include:

  • Impact analysis and change management for proposed regulatory changes
  • Undertaking assessment of framework and its effectiveness
  • Providing independent advice on regulatory compliance
  • Implementing new regulatory compliance policies
  • Providing executive level compliance training modules

Data Protection

With the introduction of the Personal Data Protection Act, firms have a legal responsibility to process personal information fairly and responsibly. It is our belief that managing this data should be an essential part of trusted business operations and not viewed as undermining business practices or operations.

It is vital to understand the importance of data management in implementing the appropriate commercial strategy and safeguarding data. Our team of expert help organizations comply with data protection laws and offer strategic solutions in managing this data.

Assessment & Audit

We assess organisational readiness to protect its data protection interests and drive operational efficiency in data management. Our team of advisors work with our clients in providing:

  • Risk audits
  • Data protection compliance assessments
  • Staff interviews and documentation reviews
  • Strategic recommendations

Policies & Procedures

We specialise in creating and implementing policies and procedures to help organisations adhere to their legal obligations regarding data protection whilst providing them the best platform to utilize their assets successfully. We work with our clients to formulate coherent strategies and organisational consistency in:

  • Data management
  • Risk management
  • Infringement & breach
  • Organisational reviews
  • Review of existing policy frameworks
  • Drafting new policy and procedure framework
  • Procedure review